Blacklisted Forex Brokers Arni Jay Diamond Faces Disciplinary Action: Shocking Revelation by FINRA ALEXA MARTINDecember 23, 2023 December 23, 2023 An Administrative Waiver and Consent (AWC) was granted in the case of Augustine, Florida resident Arni Jay Diamond on October 9, 202... 08600
Blacklisted Forex Brokers Arun Kumar Aggarwal Banned: FINRA’s Forceful Action Sends Shockwaves ALEXA MARTINDecember 23, 2023 December 23, 2023 Arun Kumar Aggarwal of Raleigh, North Carolina, was the target of regulatory action on October 11, 2023, when the Financial Industry... 023100
Review News Beliveau Bays Under FINRA Scrutiny: Disciplinary Action Details Brooklyn lightDecember 26, 2023 December 26, 2023 Background Beliveau Bays (CRD #: 6034987) is a financial advisor currently facing investigation by the Financial Industry Regulatory... 011700
Blacklisted Forex Brokers BGC Financial L.P Penalized by FINRA Over Alleged Spoofing Brooklyn lightDecember 22, 2023 December 22, 2023 Overview of BGC Financial L.P BGC Financial L.P. is a brokerage firm that claims to offer a wide range of investment products and se... 010100
Blacklisted Forex Brokers Career Catastrophe: Frank L. Martin Hit with 3-Month Ban by FINRA ALEXA MARTINDecember 23, 2023 December 23, 2023 An Administrative Wells Notice (AWC) was issued on October 11, 2023, signaling a turning point in Frank L. Martin‘s career. A... 07900
Review News Career of Philip Michael Connors Ends with FINRA Sanctions Brooklyn lightDecember 23, 2023 December 23, 2023 Background of Philip Michael Connors Connors initially became a General Securities Representative (GS) registered with FINRA in Janu... 010300
Blacklisted Forex Brokers Dima Munzer Abdulnour Faces Career Crisis After FINRA Imposes Disciplinary Measures ALEXA MARTINDecember 21, 2023 December 21, 2023 Dima Munzer Abdulnour works for MWA Financial Services Inc. as a financial professional. She is based in Rock Island, Illinois. Havi... 018300
Blacklisted Forex Brokers Disciplinary Debacle: Hits James R. Dickie in FINRA AWC ALEXA MARTINDecember 23, 2023 December 23, 2023 James R. Dickie, a resident of Rancho Cordova, California, was the target of a regulatory action on October 10, 2023, when the Finan... 06700
Blacklisted Forex Brokers Elizabeth Ashley Nichols Accepts FINRA’s Consent: Negative Outcomes Loom ALEXA MARTINDecember 22, 2023 December 23, 2023 On October 5, 2023, Elizabeth Ashley Nichols of San Diego, California, was subject to disciplinary action after the Financial Indust... 06200
Review News FINRA Bars Todd Michael Lesk: Broker Faces Permanently Banned Status Brooklyn lightDecember 23, 2023 December 23, 2023 Brief about Todd Michael Lesk Todd Michael Lesk has had relationships with FINRA-affiliated organizations since 1997. As a General S... 010200