Review News Jose Luis Centeno Accused of Faking Compliance Records in FINRA Investigation Brooklyn lightDecember 26, 2023 December 26, 2023 Jose Luis Centeno, a broker employed at Wedbush Securities Inc., is currently under investigation by FINRA. The inquiry contends tha... 012300
Review News John David Sullivan Accused of Breaking FINRA Rules Brooklyn lightDecember 26, 2023 December 26, 2023 Background John David Sullivan, a financial professional, is currently facing a FINRA complaint. The complaint alleges that he did n... 010200
Blacklisted Forex Brokers James P. Pelletiere faces industry ban due to violations of FINRA Rules Brooklyn lightDecember 22, 2023 December 22, 2023 Brief about James P. Pelletiere In 1998, James P. Pelletiere registered as an investment company and variable contract products repr... 09400