BarnBridge SEC Settlement: $1.7M Agreement with DAO Founder
BarnBridge SEC Settlement: BarnBridge DAO and its founders will pay the SEC over $1.7 million to settle allegations of failing to re...
SEC Frauds
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SEC frauds refer to fraudulent activities related to securities regulated by the U.S.SEC Common violations include:
Insider Trading: Using non-public information to trade securities for personal gain.
Ponzi Schemes: Paying early investors with money from new investors, not actual profits.
Pump and Dump Schemes: Artificially inflating the price of a stock and then selling it off.
Accounting Fraud: Misrepresenting financial statements to make a company appear more profitable. Market Manipulation: Intentionally affecting the price of a security through illegal means.
iX Global Scandal Unveiled: Top Earner Viraj Patil Arrested in India
iX Global Scandal Unveiled: It appears that Viraj Patil, the leading earner at iX Global, had different plans for the holiday season...
Justin Thomas Maher Maverick Faces Regulatory Storm After SEC Fines Celebrity Promoters
The Financial Industry Regulatory Authority (FINRA) recently suspended former financial advisor Justin Thomas Maher for his activiti...
Rise and Fall of Laura Tyler Perryman CEO of Stimwave 2023
Laura Tyler Perryman, founder and CEO of Stimwave, was charged by the US Securities and Exchange commission with defrauding investor...
SEC Awards 28M dollar to Seven Whistleblowers in Investor Recovery
On December 22, the U.S. SEC Awards $28M in whistleblower awards distributed among seven whistleblowers. These individuals voluntari...
SEC Charges JAG Capital Advisors & Founder Joshua Goltry in Massive Investor Fraud Case
Washington D.C., June 12, 2024 The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm...
SEC Reveals Date Errors in Debt Box & iX Global Case 2023
The SEC is under scrutiny for errors in its securities fraud case against Debt Box and iX Global. In essence, the SEC Reveals Date E...
SEC Takes Action Against R.R. Donnelley & Sons Co. for Cybersecurity Violations 2024
Washington D.C., June 18, 2024 The Securities and Exchange Commission today announced that R.R. Donnelley & Sons Company (RRD),...
Terraform and Do Kwon to Pay $4.5 Billion Following Fraud Verdict
Washington D.C., June 13, 2024 The Securities and Exchange Commission today announced that Terraform Labs PTE, Ltd. and Do Kwon agre...
Tingo Group CEO Steps Down Temporarily Amid SEC Fraud Charges 2023
Tingo Group (TIO.O) announced on Wednesday that Nigerian businessman Dozy Mmobuosi has temporarily resigned as interim co-CEO of the...