Protect Yourself from Tech Scams
Tech scams are prevalent, and protecting yourself is crucial.
Arun Kumar Aggarwal Banned: FINRA’s Forceful Action Sends Shockwaves
Arun Kumar Aggarwal of Raleigh, North Carolina, was the target of regulatory action on October 11, 2023, when the Financial Industry...
Lst-inc.org – Are the Ponzi Scheme Rules being followed? The Revealed Truth
Ponzi Scheme: The proliferation of digital platforms for work, socializing, and commerce coupled with the growth of the Internet has...
FINRA strikes James Michael Green for Unauthorized Client Order Execution
Background of James Michael Green Green initially joined FINRA in July 2005 in connection with Edward D. Jones & Co., L.P. (CRD...
GSPro Faces Backlash for Terminating US GSPartners Investor Accounts 2023
In a surprising turn of events, GSPro announced the closure of all GSPartners investor accounts. This notable update followed unexpe...
Disciplinary Debacle: Hits James R. Dickie in FINRA AWC
James R. Dickie, a resident of Rancho Cordova, California, was the target of a regulatory action on October 10, 2023, when the Finan...
Rise and Fall of Laura Tyler Perryman CEO of Stimwave 2023
Laura Tyler Perryman, founder and CEO of Stimwave, was charged by the US Securities and Exchange commission with defrauding investor...
FINRA Imposes Sanctions on Jorge Hernandez Over Rule Violations
Background of Jorge Hernandez Hernandez worked in the securities industry beginning in April 2007. He joined Gradient Securities in...
Is Godofx a secure platform to trade on? The Revealed Truth
Godofx is a trader who at first glance appears to be excellent, but it soon becomes apparent that this is just a front. Godofx: Is i...
Marco Ruiz Ochoa’s Admission in iComTech Fraud 2023
On Dec. 20, 2023, iComTech promoter Marco Ruiz Ochoa pleaded guilty to one count of Conspiracy to Commit wire fraud, concluding a le...