John David Sullivan Accused of Breaking FINRA Rules
Background John David Sullivan, a financial professional, is currently facing a FINRA complaint. The complaint alleges that he did n...
Nicholas Michael Caruso Faces Three-Month Ban in Regulatory Crackdown by FINRA
On October 12, 2023, Nicholas Michael Caruso of Howell, New Jersey, was dealt a serious blow when he received an Administrative Well...
iX Global Scandal Unveiled: Top Earner Viraj Patil Arrested in India
iX Global Scandal Unveiled: It appears that Viraj Patil, the leading earner at iX Global, had different plans for the holiday season...
MLC Engineering: Exposing the Devastating Truth Behind This Ponzi Scheme’s Facade
The website of MLC Engineering doesn’t list any executives or owners. MLC Engineering registered a private registration for th...
Career Catastrophe: Frank L. Martin Hit with 3-Month Ban by FINRA
An Administrative Wells Notice (AWC) was issued on October 11, 2023, signaling a turning point in Frank L. Martin‘s career. A...
Peter James Fetherston: FINRA Examines Allegations of Fund Diversion
On May 3, 2022, Peter James Fetherston from Garden City, New York, became a respondent in a FINRA complaint, accused of unlawfully u...
Andrew Witkin Trikke In what way did he fulfill his crowdfunding role? The Real Story Revealed
Entrepreneur Andrew Witkin Trikke works in technology. He has, however, been the target of numerous online complaints claiming that...
Tingo Group CEO Steps Down Temporarily Amid SEC Fraud Charges 2023
Tingo Group (TIO.O) announced on Wednesday that Nigerian businessman Dozy Mmobuosi has temporarily resigned as interim co-CEO of the...
BarnBridge SEC Settlement: $1.7M Agreement with DAO Founder
BarnBridge SEC Settlement: BarnBridge DAO and its founders will pay the SEC over $1.7 million to settle allegations of failing to re...
Career of Philip Michael Connors Ends with FINRA Sanctions
Background of Philip Michael Connors Connors initially became a General Securities Representative (GS) registered with FINRA in Janu...