Jose Luis Centeno Accused of Faking Compliance Records in FINRA Investigation
Jose Luis Centeno, a broker employed at Wedbush Securities Inc., is currently under investigation by FINRA. The inquiry contends tha...
Stewart Ginn Accused of Exploiting Clients in FINRA Complaint
Stewart Ginn, a broker affiliated with Independent Financial Group (IFG), is facing allegations from FINRA of engaging in churning a...
FINRA’s Regulatory Actions: Todd Morris Mezrah Hit with $10,000 Fine and 20-Day Ban
Todd Morris Mezrah, a Tampa, Florida resident, recently found himself the target of regulatory action after an Acceptance, Waiver, a...
Seletti AI Review: Revealed as Forex Trading Ruse 2023
Seletti AI lacks transparency, offering no details about ownership or executives on its website. The domain for Seletti AI’s w...
Beliveau Bays Under FINRA Scrutiny: Disciplinary Action Details
Background Beliveau Bays (CRD #: 6034987) is a financial advisor currently facing investigation by the Financial Industry Regulatory...
FINRA Slams Kenneth John Arellano: $5,000 Fine and 30-Day Ban
Kenneth John Arellano of Victor, New York, was subject to disciplinary measures in an enforcement action dated October 17, 2023, by...
202020Fund Review: Already-collapsed Ponzi Faces Scrutiny
The 202020Fund was founded with a vision of supporting the tech and space industries with the support of investors and traders. Howe...
Deceptive Practices Unveiled: Lee Michael Generous Accepts Sanctions By FINRA
On October 16, 2023, the Financial Industry Regulatory Authority (FINRA) issued an AWC (Acceptance, Waiver, and Consent) against Lee...
Exby Review: Arbitrage Trading MLM Crypto Ponzi Exposed 2023
Exby Scam Alert: It lacks transparency by withholding ownership and executive details on its website. The domain for Exby’s we...
BullTrade: Keep Watch! Explore the Empathetic Reality Before Investing
Bull Trade registered the domain name “bulltrade.io” for its website in private on March 20, 2023. The official YouTube...