SEC Takes Action Against R.R. Donnelley & Sons Co. for Cybersecurity Violations 2024
Washington D.C., June 18, 2024 The Securities and Exchange Commission today announced that R.R. Donnelley & Sons Company (RRD),...
Terraform and Do Kwon to Pay $4.5 Billion Following Fraud Verdict
Washington D.C., June 13, 2024 The Securities and Exchange Commission today announced that Terraform Labs PTE, Ltd. and Do Kwon agre...
SEC Charges JAG Capital Advisors & Founder Joshua Goltry in Massive Investor Fraud Case
Washington D.C., June 12, 2024 The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm...
Mitrade Review – Forex Scam You Should Avoid (Latest Update 2023)
If you’re looking to invest with Mitrade, you’ve come to the right place. The following Mitrade review explains the trading conditio...
Is IDAA Games Coin a Ponzi Scheme? Alpha Games Exposed 2023
IDAA GamesCoin, a cryptocurrency initiative merging gaming and blockchain tech, is linked to the global gaming platform, IDAA . The...
Frequense Review: Hidden Ownership, Products, and Compensation Revealed 2023
Frequense’s website lacks ownership or executive information. The domain “frequense.com” was registered in June 20...
Transaction Trouble: Nicholas Blake Williams Faces Regulations with $5,000 Fine and Ban
On October 17, 2023, Nicholas Blake Williams of Fair Oaks Ranch, Texas, was subject to disciplinary action after an Acceptance, Waiv...
FINRA Charges James Brett Stuart: Faces Allegations of Negligence
On December 7, 2022, FINRA investigated James Brett Stuart (CRD #: 3022149), a broker previously registered with Richfield Orion Int...
Regulatory Storm: Gerald Michael Taylor Faces $10,000 Fine and Ostracization
Gerald Michael Taylor, a resident of Huntington, Tennessee, was the subject of regulatory action on October 17, 2023, following the...
Malchas Tetruashvili’s Money-Laundering Verdict Exposed 2023
Malchas Tetruashvili, a prominent figure in the Georgian mafia, gained notoriety due to suspected money laundering activities and co...
Jose Luis Centeno Accused of Faking Compliance Records in FINRA Investigation
Jose Luis Centeno, a broker employed at Wedbush Securities Inc., is currently under investigation by FINRA. The inquiry contends tha...
Stewart Ginn Accused of Exploiting Clients in FINRA Complaint
Stewart Ginn, a broker affiliated with Independent Financial Group (IFG), is facing allegations from FINRA of engaging in churning a...
FINRA’s Regulatory Actions: Todd Morris Mezrah Hit with $10,000 Fine and 20-Day Ban
Todd Morris Mezrah, a Tampa, Florida resident, recently found himself the target of regulatory action after an Acceptance, Waiver, a...
Seletti AI Review: Revealed as Forex Trading Ruse 2023
Seletti AI lacks transparency, offering no details about ownership or executives on its website. The domain for Seletti AI’s w...
Beliveau Bays Under FINRA Scrutiny: Disciplinary Action Details
Background Beliveau Bays (CRD #: 6034987) is a financial advisor currently facing investigation by the Financial Industry Regulatory...
FINRA Slams Kenneth John Arellano: $5,000 Fine and 30-Day Ban
Kenneth John Arellano of Victor, New York, was subject to disciplinary measures in an enforcement action dated October 17, 2023, by...