Regulatory Storm: Gerald Michael Taylor Faces $10,000 Fine and Ostracization
Gerald Michael Taylor, a resident of Huntington, Tennessee, was the subject of regulatory action on October 17, 2023, following the...
Blacklisted Forex Brokers
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Unmask the Wolves of Wall Street! Dive into our comprehensive list of blacklisted forex brokers and avoid financial pitfalls.
Robert L. Jones Amid Controversy: FINRA Suspends Financial Professional
Robert L. Jones began working in finance in 1996 and was formerly registered as a financial professional. The Financial Industry Reg...
Scott Michael Bremus: Suspensions and Fines Imposed by FINRA
According to the terms of an Acceptance, Waiver, and Consent (AWC) published by the Financial Industry Regulatory Authority (FINRA),...
SoFi Securities Faces FINRA Fines: $2.6M for Securities Lending Violations
SoFi Securities Faces FINRA Fines, along with three other broker-dealer firms, has recently incurred penalties totaling $2.6 million...
Spacewong.com Exposed: The Dark Reality of Cryptocurrency Scam 2023
Spacewong.com operates as a deceptive cryptocurrency platform engaged in an intricate scam. This unregulated offshore site misleadin...
Transaction Trouble: Nicholas Blake Williams Faces Regulations with $5,000 Fine and Ban
On October 17, 2023, Nicholas Blake Williams of Fair Oaks Ranch, Texas, was subject to disciplinary action after an Acceptance, Waiv...
Vivek Tangudu Banned by FINRA for Lack of Cooperation
Background On August 19, 2021, Tangudu worked at Merrill Lynch without being registered. Merrill submitted an amended Form NRF on Ma...